UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 18, 2021, Arcturus Therapeutics Holdings Inc. (the “Company”) held its annual meeting of stockholders (the “Meeting”). The total number of shares entitled to vote at the Meeting was 26,320,275 and there were present at the Meeting, in person or by proxy, 20,756,675 shares, which constituted a quorum for the Meeting.
At the Meeting, the stockholders voted:
(1) for the election of Dr. Peter Farrell, Joseph E. Payne, Andy Sassine, James Barlow, Dr. Edward W. Holmes, Dr. Magda Marquet and Karah Parschauer to the Company’s Board of Directors; and
(2) for the ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 31, 2021.
The final results of the stockholder votes at the Meeting are set forth below:
Proposal No. 1
| For | Withhold | Broker Non-Votes | ||||||||||
| Approval of the election of the following individuals as directors of the Company, as provided in Proposal Number 1 of the Proxy Statement: | ||||||||||||
| (1) Dr. Peter Farrell | 15,973,609 | 1,379,151 | 3,403,915 | |||||||||
| (2) Joseph E. Payne | 15,069,355 | 2,283,405 | 3,403,915 | |||||||||
| (3) Andy Sassine | 14,308,064 | 3,044,696 | 3,403,915 | |||||||||
| (4) James Barlow | 15,993,962 | 1,358,798 | 3,403,915 | |||||||||
| (5) Dr. Edward W. Holmes | 17,096,507 | 256,253 | 3,403,915 | |||||||||
| (6) Dr. Magda Marquet | 15,993,936 | 1,358,824 | 3,403,915 | |||||||||
| (7) Karah Parschauer | 13,860,947 | 3,491,813 | 3,403,915 | |||||||||
Proposal No. 2
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| Approval of the ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021, as provided in Proposal Number 2 of the Proxy Statement: | 20,726,502 | 22,510 | 7,663 | N/A | ||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Arcturus Therapeutics Holdings Inc. | ||
| Date: June 22, 2021 | ||
| By: |
/s/ Joseph E. Payne | |
| Name: | Joseph E. Payne | |
| Title: | Chief Executive Officer | |